Our Team

  • Kenneth R. Smith, CFP®, MS Chief Executive Officer | Principal

    Kenneth R. Smith, CFP®, MS

    Ken is the Chief Executive Officer of Empirical Wealth Management. He guides the firm’s long-term strategy and is a senior financial advisor.  Ken is passionate about educating individuals on how to become smarter investors. He hosted an informative financial radio show titled “Empirical Investing Radio” on VoiceAmerica and has designed a proprietary program “Empirical Income Planner” to help individuals plan for retirement.
    Professional Designation
    • CERTIFIED FINANCIAL PLANNER™ professional
    Education
    • College for Financial Planning
      • Master’s in Financial Analysis
    • University of Arizona
      • Bachelor’s in Finance and Accounting
    Personal Interests
    • Ken is a 1st degree Black Belt in the Kajukenbo martial arts system.
    • Writing a book on personal finance
  • Lindsay Farnsworth, IACCP® Financial and Operations Manager

    Lindsay Farnsworth, IACCP®

    As Chief Compliance Officer, Lindsay oversees the development and execution of Empirical’s policies and procedures to ensure compliance with federal and state regulations. Lindsay is an integral part of Empirical’s operations, and works diligently to maintain billing, bookkeeping, and client greeting in addition to her compliance duties.
    Professional Designation
    • Investment Adviser Certified Compliance Professional®
    Education
    • University of Montana
      • Bachelor's in Business Administration
        • Major in Marketing and Management
    Personal Interests
    • Running
    • Golfing
    • Photography
  • James A. Jones II, JD, CPA, MPAcc Director of Tax and Wealth Transfer | Principal

    James A. Jones II, JD, CPA, MPAcc

    As Director of Tax and Wealth Transfer, Jim applies his tax and legal expertise to guide the firm’s tax planning and wealth transfer strategies. He provides proactive tax planning solutions to high net worth individuals, families, and their businesses. Jim works with clients to develop estate plans and applies advanced estate and gift tax planning techniques in accordance with each client’s needs. Jim also provides his expertise as a member of the Financial Planning Committee, which develops innovative planning solutions for clients.
    Professional Designation
    • Certified Public Accountant
    Education
    • University of Washington School of Law
      • Juris Doctor (JD)
    • University of Washington
      • Master's in Professional Accounting (Auditing and Assurance)
      • Bachelor's in Business Administration
    Community Involvement
    • Player Agent and Executive Board Member, Issaquah Little League
    • Youth Soccer Coach, ISC Gunners FC
    • Youth Basketball Coach, Issaquah Parks and Recreation
    • Youth Baseball Coach, Issaquah Little League
    Personal Interests
    • Spending time with wife, Katie, and their two sons, James and Liam
    • Reading
    • Playing basketball
    • Sports Coaching
  • Taylor M. Larson, CPA Tax Manager

    Taylor M. Larson, CPA

    As a Tax Manager with Empirical, Taylor works with high net worth individuals, families and businesses to formulate and implement tax strategies to reduce their tax burden. With her extensive background in tax preparation and strategic tax planning, Taylor brings a depth of knowledge that can be coordinated with clients’ cash flow and retirement planning.
    Professional Designation
    • Certified Public Accountant
    Education
    • Central Michigan University
      • Bachelor's in Business Administration
    Community Involvement
    • American Institute of Certified Public Accountants
    • Oregon Society of Certified Public Accountants
    Personal Interests
    • Playing soccer
    • Hiking with her dogs
    • Board games
    • Exploring new restaurants
  • Ethan Broga, CFP®, MS Director of Financial Planning | Principal

    Ethan Broga, CFP®, MS

    As a partner with Empirical Wealth Management, Ethan works to develop, implement and monitor sound financial strategies designed to grow and protect the wealth of individuals, families and non-profit organizations. Ethan is the head of the Financial Planning Committee which oversees the development and expertise of Empirical’s financial planning recommendations. Rather than just another “financial advisor,” Ethan describes his primary role as that of a trusted “Personal Financial Advocate” who weighs the impact of each financial decision within the unique context of each client’s overall financial plan. Ethan is a Northwest native and has been in the financial industry since 1998. He lives in the West Seattle neighborhood of Seattle with his wife Corie and his two children Carsen and True.
    Professional Designation
    • CERTIFIED FINANCIAL PLANNER™ professional
    Education
    • College for Financial Planning
      • Master's in Financial Planning
    • Washington State University
      • Bachelor's in Finance
    Community Involvement
    • The Skagit Land Trust
    • Nooksack Salmon Enhancement Association
    Personal Interests
    • Playing guitar
    • Playing soccer
    • Paddle boarding
    • Golfing
    • Trivia
  • Maggie Chi Liu, MBA, MS Financial Advisor

    Maggie Chi Liu, MBA, MS

    As a Financial Advisor with over 17 years of experience, Maggie spent 12 years in brokerage branch management and 5 years in financial planning and investment management. She guides her clients through each financial decision and dedicates her passion in leading her clients to accomplish financial goals. Maggie is well-versed in working with Chinese speaking clientele, retirement planning, tax efficiency strategies, and executive compensation plans. She is a military spouse sustaining 4 active duties with her husband and one son over the past 10 years, which is another devoted cause of hers to support military families in the Family Readiness Group.
    Education
    • Golden Gate University
      • Master's in Taxation
    • Seattle City University
      • Master of Business Administration in Financial Management
    • Washington State University
      • Bachelor's in Business Marketing
    Community Involvement
    • 361st PSYOP Family Readiness Group
    Personal Interests
    • Spending time with family
    • Traveling
    • Building LEGO
    • Visiting museums
    • Attending live performing arts
  • Shan Zubair, CFP®, MS Financial Advisor | Principal

    Shan Zubair, CFP®, MS

    Shan has been with Empirical Wealth Management since 2007 and has extensive knowledge in the implementation of the firm’s investment management, tax minimization and financial planning strategies. A native to the Pacific Northwest, Shan graduated with a Bachelor of Arts in Finance and a Master of Science in Finance from the Albers School of Business at Seattle University.
    Professional Designation
    • CERTIFIED FINANCIAL PLANNER™ professional
    • Chartered Mutual Fund Counselor
    Education
    • Seattle University
      • Master's in Finance
      • Bachelor’s in Finance
    • University of Washington
      • Certification in Business Development
    Community Involvement
    • Former Member of the Business Leadership Council of Washington DECA
    • Former Board of Trustees at KidsQuest Children’s Museum
    Personal Interests
    • Spending time outdoors with his wife, kids, friends, and family
  • Jaime Paris, CFA®, CAIA®, MA Senior Portfolio Manager

    Jaime Paris, CFA®, CAIA®, MA

    As a Senior Portfolio Manager, Jaime is dedicated to providing clients with customized portfolio solutions. She carefully implements and monitors each strategy to ensure they cater to her clients' investment objectives. Jaime also works closely with the Investment Management team to conduct research, monitor market developments, and execute daily trading processes. Jaime has 6 years of prior experience in financial services, and her career includes working at Goldman, Sachs & Co. and a hedge fund, King Street Capital Management.
    Professional Designation
    • Chartered Financial Analyst
    • Chartered Alternative Investment Analyst
    Education
    • University of Washington
      • Master's in Economics
    • Pennsylvania State University, Honor College, Summa Cum Laude
      • Bachelor's in Finance and Economics
    Personal Interests
    • Traveling
    • Running, having completed 3 marathons
    • Fitness and teaching fitness classes
  • Lorne Enquist, CPA/PFS, MPAcc Chief Financial Officer | Principal

    Lorne Enquist, CPA/PFS, MPAcc

    As a partner with Empirical, Lorne manages portfolios and shares his tax consulting experience for strategic tax planning for Empirical clients. Lorne has a combined 20 years of experience advising his clients on their tax and financial affairs. Lorne is a member of the financial planning committee which develops innovative planning solutions for clients. Lorne works with clients to prepare customized financial plans based on their unique needs, resources and goals. He helps them implement the plan with practical strategies, in order to navigate the complexities of their financial lives, building on strengths and addressing weaknesses. He provides ongoing monitoring and revising to meet their goals as well as their lifestyle.
    Professional Designation
    • Certified Public Accountant / Personal Financial Specialist
    Education
    • University of Washington
      • Master's in Professional Accounting in Taxation
      • Bachelor's in Accounting
    Community Involvement
    • American Institute of Certified Public Accountants
    Personal Interests
    • Spending time with his wife Tyera, daughter Maggie, and son Jackson
    • Spectating his children's sporting events
  • Jaime White Chief Operating Officer

    Jaime White

    As Chief Operating Officer, Jaime manages the firm's daily operations and its strategies to implement its long-term growth objectives. She returned to Empirical after founding a consulting firm that focused on media relations, partnerships, growth strategies and business operations management. Jaime encompasses the unique combination of linear and creative thinking skills, allowing her to think disruptively while still minding the fundamentals of running a profitable business. She is committed to creating an environment that facilitates the best possible experience for our clients, business partners, and employees.
    Education
    • Seattle University
      • Bachelor's in Finance
    Community Involvement
    • Seattle Humane Society
    Personal Interests
    • Fitness and Nutrition
    • Cooking
  • Simon Liu, PMP®, CMFC® Chief Marketing Technology Officer | Principal

    Simon Liu, PMP®, CMFC®

    As Chief Marketing Technology Officer, Simon manages the technology and marketing needs for Empirical. He works to maintain and develop efficiencies with the tools our advisory team uses and ensures that our clients’ personal data is kept private and secure. With a keen eye for design, Simon works closely with the partners to develop and improve the Empirical brand. Through the use of technology, they work to enhance each client’s experience with his or her advisor, building trust and clarity. With a background in portfolio management and as an associate advisor, Simon has a clear understanding of what is required to stay at the forefront of our clients’ needs.
    Professional Designation
    • Project Management Professional ®
    • Chartered Mutual Fund Counselor ℠
    Education

     

    • University of Washington
      • Bachelor's in Economics
    Personal Interests
    • Cooking
    • Traveling
    • Exercising
    • Dining
    • Technology and Gadgets
  • Tassie Medlin, CFP®, CMA®, MBA Financial Advisor

    Tassie Medlin, CFP®, CMA®, MBA

    As a financial advisor, Tassie helps clients make the world a better place, one informed financial decision at a time. Teaching financial fundamentals and goal-focused planning to individuals of all ages and entrepreneurs at all stages is a vital part of her life work. Tassie especially enjoys helping professionals and business owners who are committed to using wealth to accomplish their passion projects through comprehensive financial planning.
    Professional Designation
    • CERTIFIED FINANCIAL PLANNER™ professional
    • CERTIFIED MANAGEMENT ACCOUNTANT
    • Life and Health Insurance Licensed in
      • Washington, Oregon, California, Alaska, Idaho, and Kansas
    Education
    • College for Financial Planning
      • Certificate in Financial Planning
    • University of Oregon
      • Master's in Business Administration
    • Colorado Mesa University
      • Bachelor's in Computer Science
      • Bachelor's in Business Administration
    Community Involvement
    • Financial Planning Association
    • Accounting & Financial Women’s Alliance
    • Institute of Management Accountants
    Personal Interests
    • Exploring new worlds, real and imagined
    • Creative and artistic endeavors
    • Seeking joy in games and technology
  • Michael Kelly, CFA®, CFP®, EA, MS President | Chief Wealth Strategist | Principal

    Michael Kelly, CFA®, CFP®, EA, MS

    As the President and Chief Wealth Strategist, Michael is responsible for overseeing the execution of the firm's long term vision and strategy. He leads the investment committee and oversees the creation and design of Empirical's investment strategies. Michael works directly with clients to design custom solutions to achieve their financial goals. Michael previously served as Empirical's Chief Investment Officer. Prior to Empirical, he worked as an Institutional Portfolio Specialist serving governments, corporations, non-profits, and other organizations around the world. He was a Senior Equity Research Analyst covering the Health Care, Financials, Consumer Staples, Utilities, Communications Services, and Real Estate sectors. He co-authored a book discussing the details and complexities of investing in Healthcare equities.
    Professional Designation
    • Chartered Financial Analyst
    • CERTIFIED FINANCIAL PLANNER™ professional
    • IRS Enrolled Agent
    Education
    • Saint Xavier University
      • Master's in Finance
    • Illinois State University
      • Bachelor's in Finance and Marketing
    Community Involvement
    • Board Member - Portland Tax Forum
    • Board Member - Vancouver Symphony Orchestra
    • CFA Society of Portland
    Personal Interests
    • Spending time with his wife, Megan, and two sons, Quinn and Max
    • Listening to live music
    • Hiking
  • Cristina Campbell, CFP® Financial Advisor

    Cristina Campbell, CFP®

    Cristina brings over thirteen years industry experience, with an emphasis in helping her clients develop, implement and monitor the success of their financial plans. Through comprehensive planning, Cristina partners with clients to develop tax efficient investment strategies that best align with their lifetime goals. Prior to joining Empirical, Cristina worked for Fidelity Investments, serving as a Financial Consultant. In this role she helped high net worth households achieve their financial objectives through comprehensive planning. Cristina began her career in financial services in 2008, working at Charles Schwab serving as subject matter expert in retirement products and strategies.
    Professional Designation
    • CERTIFIED FINANCIAL PLANNER™ professional
    • Life Insurance Licensed
      • CA Insurance License #0J02065
    Education
    • University of California, Berkeley
      • Certificate in Financial Planning
    • Sonoma State University
      • Bachelor's in Business Administration
    Community Involvement
    • Fundraiser and participant, Boston Marathon for Ellis Memorial
    • Food delivery to chronically ill, Project Open Hand
    • Financial education and literacy, Local Community
    Personal Interests
    • Spending time with family and friends
    • Snowboarding
    • Playing tennis
    • Hiking
  • Erik Lehr, CFA®, CAIA®, MS, MA Chief Investment Officer | Principal

    Erik Lehr, CFA®, CAIA®, MS, MA

    As Chief Investment Officer, Erik oversees portfolio research, investment strategy execution, and the Portfolio Management team. He works directly with clients to develop and maintain their investment portfolios. Additionally, Erik is the Portfolio Manager of the Empirical Alternative Income Fund, LP. Outside of work, Erik is an active member of his community and serves on several city boards and commissions.
    Professional Designation
    • Chartered Financial Analyst
    • Chartered Alternative Investment Analyst
    Education
    • University of Washington
      • Master’s in Computational Finance and Risk Management
    • University of Oregon
      • Master’s in Economics
      • Bachelor’s in Economics and Mathematics

     

    Community Involvement
    • Chapter Executive - CAIA Society (Seattle Chapter)
    • Board Member – Beaverton Urban Renewal Advisory Committee
    • Board Member – Five Oaks/Triple Creek Neighborhood Association Committee
    • Board Member – Beaverton Committee for Community Involvement
    • CFA Society of Portland
    • Portland Alternative Investment Association
    • City Club of Portland
    Personal Interests
    • Scuba diving
    • Traveling
    • Spending time with his three dachshunds
  • Grace Kammeyer, JD, LL.M Tax Manager

    Grace Kammeyer, JD, LL.M

    As a tax manager, Grace works closely with clients to identify tax saving opportunities and implement coordinated tax planning strategies that complement her clients' overall financial plan. As a Tucson, AZ native, Grace moved to the San Francisco Bay Area where she earned her California State Bar and her Masters of Law in Tax Law and Estate Planning. Outside of work, Grace loves to spend time outdoors, whether it be skiing, running, or paddle boarding on Lake Tahoe.
    Professional Designation
    • California State Bar
    Education
    • University of Arizona
      • Bachelor's in Classics
      • Bachelor's in Political Science
    • Golden Gate University School of Law
      • Juris Doctor (JD)
    • University of San Francisco
      • Master's in Taxation Law  (LL.M)
    Personal Interests
    • Skiing
    • Water skiing
    • Traveling
    • Animal Rescue
  • Mark B. Umek, CFP® Financial Advisor

    Mark B. Umek, CFP®

    As a financial advisor with 15 years of experience, Mark is dedicated to providing clients with sound financial advice and exceptional service. He guides his clients through the financial planning process to create a plan that acts as their financial road map. Plans are then monitored on an ongoing basis to identify any necessary adjustments. Mark hopes his clients will consider him their most trusted advisor and advocate. He lives in Camas, WA with his wife Jenna and their two boys.
    Professional Designation
    • CERTIFIED FINANCIAL PLANNER™ professional
    Education
    • San Diego State University
      • Executive Financial Planner Advanced Certificate
    • California State University, Long Beach
      • Bachelor's in Business Administration
    Community Involvement
    • Financial Planning Association of Oregon & S.W. Washington
    Personal Interests
    • Spending time with his family and friends
    • Watching movies and sporting events
  • Jessica Roks, CFP® Financial Advisor

    Jessica Roks, CFP®

    A CERTIFIED FINANCIAL PLANNER™ professional, Jessica has over 12 years of experience working with high and ultra-high net worth individuals and families in the areas of investments, employee benefits, retirement planning, tax planning, risk management, estate planning, and education planning. Jessica is passionate about helping clients attain financial peace of mind and achieve their objectives through customized, goals-based financial planning.
    Professional Designation
    • CERTIFIED FINANCIAL PLANNER™ professional
    Education
    • University of California, San Diego
      • Bachelor’s in Economics
      • Bachelor’s in Psychology
    • College for Financial Planning
      • Certificate in Financial Planning
    Community Involvement
    • Orange County Audubon Society
    • Girl Scouts of the USA
    Personal Interests
    • Attending live music events
    • Travel and sightseeing
    • Spending time with friends and family
  • Thomas Boyer, CFP®, MS Financial Advisor

    Thomas Boyer, CFP®, MS

    As a financial advisor with over 20 years of experience, Thomas spent 10 years working exclusively with fortune 500 corporate executives to provide advice on executive retirement benefits, financial planning, and investment management. He enjoys partnering with clients to provide unbiased investment advice tailored to help them achieve and preserve their financial freedom. Thomas lives in San Rafael, CA with his wife, son, and their two dogs.

    Professional Designation
    • CERTIFIED FINANCIAL PLANNER™ professional
    Education
    • San Diego State University
      • Master's in Finance
    • Northern Arizona University
      • Bachelor's in Economics
    Community Involvement
    • Northern California Financial Planning Association
    • FINRA Arbitrator
    Personal Interests
    • Hiking
    • Biking
    • Golf
    • Hanging out with the family
  • Tanya E. Rhodes, CFA®, CFP® Portfolio Manager

    Tanya E. Rhodes, CFA®, CFP®

    As a Portfolio Manager, Tanya applies her extensive investment industry experience of over 30 years to Empirical client portfolios to ensure that they are managed in accordance with the specific client’s risk and return objectives and that the portfolio investments will support their financial goals into the future. Her career includes positions with investment advisors serving institutional and high net worth clients, trust companies, consultants, and The Washington State Investment Board. Tanya holds the Chartered Financial Analyst and CERTIFIED FINANCIAL PLANNER™ professional designations, which in combination gives her a holistic perspective to portfolio management.
    Professional Designation
    • Chartered Financial Analyst (CFA®)
    • CERTIFIED FINANCIAL PLANNER™ professional (CFP®)
    Education
    • University of Washington
      • Bachelor's in Economics
    Community Involvement
    • Member of the Financial Planning Association of Puget Sound
    • Member of the CFA® Society of Seattle
    • Member of the Seattle Alternative Investments Association
  • Elliott Appel, CFP®, CLU®, CDFA® Director of Associate Advisors | Financial Advisor

    Elliott Appel, CFP®, CLU®, CDFA®

    Elliott is a financial advisor with Empirical Wealth Management working with clients to explore, craft, and execute investment, tax, retirement, and insurance planning strategies to meet their goals. Elliott helps clients take advantage of opportunities to maximize and protect their wealth. He is passionate about behavioral finance and helping clients learn how they can make better financial decisions to improve their lives.
    Professional Designation
    • CERTIFIED FINANCIAL PLANNER™ professional
    • Chartered Life Underwriter
    • Certified Divorce Financial Analyst
    • Life and Disability Insurance Licensed
      • WA, OR, KS
      • CA Insurance License #0M45698
    Education
    • Seattle University, Summa Cum Laude
      • Bachelor's in Business Administration

     

     

    Community Involvement
    • Social Venture Partners (SVP)
    Personal Interests
    • Tennis
    • Hiking
    • Cooking
  • Courtney Campbell Office Manager

    Courtney Campbell

    Courtney manages and supports the Portland office to ensure a positive experience for both client and employee alike. She brings with her a tenured experience in administration and project management, working closely with C-Suite executives. Courtney is passionate in promoting social and environmental sustainability and has served on committees that support these initiatives.
    Education
    • Grand Canyon University, Summa Cum Laude
      • Bachelor's in Psychology
      • Bachelor's in Justice Studies
      • Paralegal Certification
    Personal Interests
    • Travel
    • Outdoor Activities
    • Indulging in Portland's food scene
  • Jason Sulkosky, CFP® Financial Advisor

    Jason Sulkosky, CFP®

    As a financial advisor for over 18 years, Jason is committed to building close relationships with his clients. He values a pleasant wealth management experience that is built on a foundation of clear communication, trust and setting proper expectations. Having worked with both individual clients and 401k plan sponsors, Jason is well versed with formulating investment and planning strategies to successfully meet his client’s goals.
    Professional Designation
    • CERTIFIED FINANCIAL PLANNER™ professional
    Education
    • University of Washington
      • Bachelor's in Business Finance
    Personal Interests
    • Spending time with his wife, Arianna
    • Playing a round of golf
  • Milan McMakin Associate Financial Advisor

    Milan McMakin

    As an Associate Financial Advisor, Milan collaborates with Empirical’s financial advisors in building customized financial plans and investment strategies for clients. She has prior wealth management internship experience and years of experience in the service industry. Milan is passionate about providing an exemplary client experience and is highly committed to her professional development.
    Education
    • University of Washington
      • Bachelor's in Business Administration
    Personal Interests
    • Fitness
    • Cooking
    • Spending time with family
    • Traveling
  • Jordan Edwards, CFA®, CFP® Financial Advisor

    Jordan Edwards, CFA®, CFP®

    Jordan is a financial advisor with over 12 years of experience helping clients achieve their financial goals. Jordan has worked closely with tech executives and business owners, implementing strategies to minimize their taxes and diversify concentrated positions. Jordan is passionate in helping clients grow and protect their wealth while being mindful of the impact taxes have on their long-term financial plan. Jordan moved to the Pacific Northwest in 2016 after living in Texas most of his life and is an avid winter sports enthusiast. Jordan has a passion for helping those with special needs and volunteers with Outdoors for All to teach people with disabilities how to adapt and enjoy the amazing outdoor activities the Northwest offers.  
    Professional Designation
    •  Chartered Financial Analyst
    • CERTIFIED FINANCIAL PLANNER™ professional
    Education
    •  Texas A&M University
      • Bachelor’s in Economics
    Community Involvement
    •  Outdoors for All – Stand Snowboard Instructor
    • CFA Society of Seattle
    Personal Interests
    •  Winter sports
    • Hiking with his dog, Dakota
    • Being on the water
  • Joseph C. Mercado Director of Business Development

    Joseph C. Mercado

    Joe is the Director of Business Development and Strategic Initiatives. He is responsible for growing the firm through the maintenance and expansion of current business relationships, mergers and acquisitions, and opening new markets for expansion. Additionally, he works closely with the Advisory team to ensure all clients are provided the best service and works to continually improve the client experience.
    Education
    • University of Washington
      • Bachelors of Art
    • Harvard University
      • Strategic Business Management
    Community Involvement
    • Orphans of Asia
    Personal Interests
    • Golf
    • Tennis
    • Basketball
    • Camping
  • Brian Reed, CFP®, MS Financial Advisor

    Brian Reed, CFP®, MS

    As a financial advisor at Empirical Wealth Management, Brian works to develop personalized financial planning strategies for our clients focusing on tax minimization, wealth management, and cash flow analysis. Brian is passionate about learning each client’s retirement goals and values to create a comprehensive financial plan while maximizing and protecting their wealth. With his prior experience as a portfolio manager, Brian is well versed in the relationship between financial planning and investment management and how to best implement each client specific strategy.
    Professional Designation
    • CERTIFIED FINANCIAL PLANNER™ professional
    Education
    • Seattle University
      • Master's in Finance
    • University of Washington
      • Bachelor's in Economics
    Community Involvement
    • Humane Society
    Personal Interests
    • Fly fishing
    • Camping throughout the great Northwest
  • Michael Randall, CFP®, EA Financial Advisor

    Michael Randall, CFP®, EA

    As a financial advisor, Michael creates customized solutions for his clients by determining opportunities relating to tax minimization, financial planning, and investment management. He is dedicated to helping clients reach their personal goals with thorough planning and monitoring through every step of the process.
    Professional Designation
    • CERTIFIED FINANCIAL PLANNER™ professional
    • IRS Enrolled Agent
    Education
    • University of California, Berkeley
      • Bachelor's in Economics
    Community Involvement
    • Alumni Board Member – Berkeley Undergraduate Economics Association
    • Former Assistant Men’s Soccer Coach – Murrieta Valley High School
    Personal Interests
    • Camping/Outdoors
    • Music
    • Travel
  • Shannon Bene, CFP®, MBA, ECA Financial Advisor

    Shannon Bene, CFP®, MBA, ECA

    With over 20 years of experience, Shannon is committed to helping his clients and their families implement and maintain strong financial planning, investment management, tax minimization strategies, and estate planning. His passion started as a young adult, having always been interested in understanding personal finance and how to optimize one's wealth, Shannon dedicated himself to learn through formal education, leading organizations, and knowledgeable individual. Seeing his clients realize their financial goals, achieve a peace of mind about their finances all the while developing a great working relationship is what drives him further in his craft. Along with his wife, Ellen, and two children, Shannon enjoys playing in the forests, mountains, and waters of the Pacific Northwest.
    Professional Designation
    • CERTIFIED FINANCIAL PLANNER™ professional
    • Equity Compensation Associate (ECA)
    Education
    • Boston College
      • Master's in Business Administration
    • Southern Methodist University
      • Bachelor’s in Arts
    Community Involvement
    • Northwest Trail Alliance
    Personal Interests
    • Mountain biking
    • Bicycle restoration
    • Soccer
  • Michael Coursolle, CFP® Financial Advisor

    Michael Coursolle, CFP®

    As a financial advisor, Michael facilitates the development and ongoing implementation of financial strategies designed to build and protect wealth. He works diligently to understand each client's financial situation in order to coordinate all aspects of their financial life. While not working with clients, Michael enjoys life with his wife and three sons, the outdoors, and fishing.
    Professional Designation
    • CERTIFIED FINANCIAL PLANNER™ professional
    Education
    • University of Oregon
      • Bachelor's in Economics and Spanish
  • Justin Buller, IACCP® Chief Compliance Officer

    Justin Buller, IACCP®

    Justin has over 22 years of experience in the investment management industry, with a deep knowledge of investment operations, trading and served as CCO to a Seattle-based registered investment adviser for over 10 years. His thorough understanding of the investment adviser regulatory landscape helps ensure Empirical maintains the highest level of ethical business practices and upholds its fiduciary obligation of always placing our clients’ interests first.
    Professional Designation
    • IACCP® – Investment Adviser Certified Compliance Professional
    Education
    • Seattle University
      • Bachelor's in Finance
    Personal Interests
    • Enjoys spending time with his wife and four children
    • Owns horses and goats on their property
    • Accomplished amateur golfer
  • John Miller Associate Financial Advisor

    John Miller

    As an Associate Financial Advisor with Empirical Wealth Management, John collaborates with advisors and clients to assist in developing and implementing financial plans. He has previous experience as an associate portfolio manager assisting the investment team with daily trading tasks, research and analysis. John supports financial advisors in identifying tax minimization, investment management and financial planning opportunities.
    Education
    • University of Washington
      • Bachelor’s in Business Administration
        • Major in Accounting and HR Management
    Community Involvement
    • Volunteer at the St. Martin De Pores Shelter in Seattle
    Personal Interests
    • Hiking
    • Traveling
    • Cooking
  • Paul Kim, CPA Tax Manager

    Paul Kim, CPA

    As a tax manager at Empirical, Paul provides tax planning and compliance for high-net-worth individuals, families, and their businesses. With his extensive background in tax preparation, planning, and compliance, Paul is dedicated to helping clients implement tax strategies according to each individual client's needs.
    Professional Designation
    • Certified Public Accountant
    Education
    • California State University, Fullerton
      • Bachelor's in Accounting and Finance
    Personal Interests
    • Golf
    • Tennis
    • Cycling
    • Traveling
    • Playing the guitar and bass
  • Brian S. Mattocks, JD, MBA, LLM Tax Manager

    Brian S. Mattocks, JD, MBA, LLM

    As a Tax Manager, Brian applies his tax and legal expertise working closely with high net worth individuals, their families and businesses to create proactive tax planning solutions. With his wide-ranging background in tax compliance and planning, Brian is steadfast in implementing tax strategies and guiding his clients to assist them in reaching their overall financial goals. Brian grew up in Great Falls, Montana and ventured to Seattle to go to Law School and has called it home ever since. He enjoys playing golf and spending time outside with family and friends.
    Professional Designation
    • Washington State Bar
    Education
    • University of Washington School of Law
      • LLM Taxation
    • Seattle University
      • Juris Doctor (JD)
      • Master of Business Administration (MBA)
    • Gonzaga University
      • Bachelor's in Business Administration
    Community Involvement
    • Member of the East King County Estate Planning Council
    Personal Interests
    • Playing golf
    • Traveling to new places
    • Spending time with family and friends
  • Logan Blue Associate Portfolio Manager

    Logan Blue

    As an Associate Portfolio Manager, Logan works with the Investment Management team to conduct research, monitor financial markets, and execute daily trading processes. In addition to supporting the Portfolio Managers and Chief Investment Officer, Logan works closely with Financial Advisors to develop portfolio reviews and provide research and financial analysis for their clients' unique situations. Logan is passionate about understanding financial markets and has previous experience as an Equity Research Analyst covering the Financials and Materials sectors. Outside of work, Logan spends his time studying for the CFA, playing golf and tennis, and reading non-fiction books.
    Education
    • Seattle University
      • Bachelor's in Finance, Cum Laude
    Personal Interests
    • Reading
    • Tennis
    • Golf
    • Running
  • Ming Chou Client Services Administrator

    Ming Chou

    With over 20 years of experience in the finance industry, Ming is dedicated to helping clients achieve their financial goals. He supports Financial Advisors by facilitating the client onboarding process, maintaining documents throughout the client journey and various other internal processes. Ming strives to provide an exceptional client experience and is always working to make improvements.
    Education
    • California Polytechnic State University, San Luis Obispo
      • Bachelor's in Business Administration
    Personal Interests
    • Watching sports
    • Watching movies
    • Traveling
    • Spending time with family and friends
  • Kevin Fitzsimon Associate Financial Advisor

    Kevin Fitzsimon

    As an Associate Financial Advisor, Kevin works alongside Empirical's financial advisors to assist in the execution and implementation of the various aspects of clients' financial plans and investment strategies. He is eager in helping clients reach their financial goals and is committed to providing an exemplary client experience.
    Education
    • Chapman University
      • Bachelor's in Economics
      • Minor in Nutrition
    Personal Interests
    • Cooking
    • Baseball
    • Fishing
    • Golf
    • Movies

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